Pre-Approval Controlled functions (PCFs) | |
General | |
PCF-1 | Executive director |
PCF-2A | Non-executive director |
PCF-2B | Independent non-executive director |
PCF-3 | Chair of the board |
PCF-4 | Chair of the audit committee |
PCF-5 | Chair of the risk committee |
PCF-6 | Chair of the remuneration committee |
PCF-7 | Chair of the nomination committee |
PCF-8 | Chief executive |
PCF-9 | Member of partnership |
PCF-10 | Sole Trader |
PCF-11 | Head of Finance |
PCF-12 | Head of Compliance |
PCF-13 | Head of Internal Audit |
PCF-14 | Chief Risk Officer |
PCF-16 | Branch Manager of branches established outside the State |
PCF-17 | Head of Retail Sales |
PCF-42 | Chief Operating Officer |
PCF-49 | Chief Information Officer |
PCF-52 | Head of Anti-Money Laundering and Counter Terrorist Financing Legislation Compliance |
Insurance | |
PCF-18 | Head of Underwriting |
PCF-19 | Head of Investment |
PCF-43 | Head of Claims |
PCF-48 | Head of Actuarial Function |
Banking | |
PCF-21 | Head of Treasury |
PCF-22 | Head of Credit |
PCF-23 | Head of Asset and Liability Management |
PCF-50 | Head of Material Business Line |
PCF-51 | Head of Market Risk |
Stock Exchange | |
PCF-24 | Head of Traded Markets |
PCF-25 | Head of International Primary Markets |
PCF-26 | Head of Regulation |
PCF-27 | Head of Operations |
Investment firms | |
PCF-28 | Branch Managers in Ireland |
PCF-29 | Head of Trading |
PCF-30 | Chief Investment Officer |
PCF-45 | Head of Client Asset Oversight |
Investment Intermediaries / Collective Investment Schemes | |
PCF-32 | Branch Managers in Ireland |
PCF-33 | Head of Transfer Agency |
PCF-34 | Head of Accounting (Valuations) |
PCF-35 | Head of Trustee Services |
PCF-36 | Head of Custody Services |
UCITS Self-Managed Investment Company / Management Company | |
PCF-37 | Head of Transfer Agency |
PCF-38 | Head of Accounting Valuations |
PCF-39A | Designated Person with responsibility for Capital and Financial Management |
PCF-39B | Designated Person with responsibility for Operational Risk Management |
PCF-39C | Designated Person with responsibility for Fund Risk Management |
PCF-39D | Designated Person with responsibility for Investment Management |
PCF-39E | Designated Person with responsibility for Distribution |
PCF-39F | Designated Person with responsibility for Regulatory Compliance |
PCF-46 | Head of Investor Money Oversight |
Payment Institutions / Electronic Money Institutions Account Information Service Providers / Small Electronic MoneyInstitutions | |
PCF-40 | Branch Managers within the State |
Retail Credit Firms | |
PCF-47 | Head of Credit |
Financial Service Providers established outside Ireland | |
PCF41 | Manager of a branch in Ireland of a regulated financial service provider established in a country that is not an EEA country |